REGULATORY NOTICE 1410 FINRAORG


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REGULATORY NOTICE 17-26 - FINRA.ORG

The new electronic Form 211, accessible to firms through FINRA’s Firm Gateway,3 consists of a cover page and five sections: (1) issuer and security information; (2 ... Pub on Sun, 15 Oct 2017 11:51:00 GMT
Source: http://www.finra.org/sites/default/files/Regulatory-Notice-17-26.pdf
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BOARD-APPROVED REGULATORY REVIEW COURSES - CALIFORNIA ...

Board-Approved Regulatory Review Courses Continued Revised 9/12/2017 Board-Approved Regulatory Review Courses . In order to maintain a license in an active status ... Pub on Mon, 16 Oct 2017 11:00:00 GMT
Source: http://www.dca.ca.gov/cba/licensees/rrlist.pdf
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SWISS REGULATORY UPDATE BANKING 2016 - EY

Swiss Regulatory Update Banking 2016 Swiss and international regulatory developments, observations and impacts in the banking industry Pub on Mon, 16 Oct 2017 04:34:00 GMT
Source: http://www.ey.com/Publication/vwLUAssets/EY-swiss-regulatory-banking-update2016/$FILE/EY-swiss-regulatory-banking-update2016.pdf
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REGULATORY TREATMENT OF ACCOUNTING PROVISIONS - UNITED STATES

O verview The BCBS issued a CD, Regulatory treatment of accounting provisions — interim approach and transitional arrangements 1 on Tuesday, 11 O ctober. Pub on Mon, 16 Oct 2017 00:16:00 GMT
Source: http://www.ey.com/Publication/vwLUAssets/EY-regulatory-treatment-of-accounting-provisions-63x82/$FILE/EY-regulatory-treatment-of-accounting-provisions.pdf
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REGULATORY NOTICE 14-10 - FINRA.ORG

Regulatory Notice 3 c ta 14-10 00 the nature of activities at each location, including size and number of associated persons, scope of business activities, nature and ... Pub on Fri, 13 Oct 2017 04:23:00 GMT
Source: http://www.finra.org/sites/default/files/NoticeDocument/p465940.pdf
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REGULATORY IMPACT STATEMENT AND COST-BENEFIT ... - MICHIGAN

Regulatory Impact Statement and Cost-Benefit Analysis– Page 3 [Note: Additional questions have been added to these statutorily-required questions to satisfy Pub on Mon, 16 Oct 2017 07:40:00 GMT
Source: http://www.michigan.gov/documents/lara/lara_bcc_2015-033_LR_-_RIS_-_Part_10a_Michigan_Energy_Code_-_Submitted_to_ORR_on_5-18-16_-_Approved_528285_7.pdf
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WORLDWIDE REGULATORY COMPLIANCE ENGINEERING AND ...

Worldwide Regulatory Compliance Engineering and Environmental Affairs Product Safety, EMC & Environmental Datasheet Revision A09 Page 3 VII. PRODUCT MATERIALS ... Pub on Sun, 15 Oct 2017 18:18:00 GMT
Source: http://i.dell.com/sites/doccontent/shared-content/solutions/en/Documents/pedge_r730_r730xd_e31s001.pdf
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ROAD TRAFFIC SIGNS ROAD MARKINGS REGULATORY (PART 1 OF 4 ...

ROAD TRAFFIC SIGNS ROAD MARKINGS Regulatory (Part 1 of 4) Edge 0 Edge C Bay Zag Block Crossing c 0 B.x Juncti.n O Painted Mandatory Direction Pub on Sun, 15 Oct 2017 03:02:00 GMT
Source: http://www.trafficsigns.co.za/pdfs/rm_regul.pdf
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1. INTRODUCTION AND BACKGROUND 2. SUMMARY OF THE ...

Dangerous Goods – Guidance Document Transport of UN3373, Biological Substance, Category B by Air (2015 IATA DGR) Issued by the TNT Express Operations Dangerous ... Pub on Sun, 15 Oct 2017 11:44:00 GMT
Source: http://www.tnt.com/dam/tnt_express_media/global_media_library/images/ppdownloads/2015_Guidance_Document_for_regulations_and_restrictions_UN3373_Jan2014.pdf
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F-TAG LIST AND REGULATORY GROUPS FOR NURSING HOMES

F-Tag List and Regulatory Groups for Nursing Homes Nursing Services Dental Services Administration F353 Sufficient Nursing Staff on 24-hour Basis F411 Dental Services ... Pub on Sat, 14 Oct 2017 00:25:00 GMT
Source: http://www.nursinghomepro.com/wp-content/uploads/2010/01/F-tag-list.pdf
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